Contemporary
Psychoanalysis,
2005 (41) 159-181
THE PERSISTENCE OF LAYERING LOGIC:
DRIVE THEORY IN ANOTHER GUISE
ABSTRACT
Even
those who reject drive theory have had their thinking shaped by its conception
of walled-off content. This inevitably generates a one-person psychology,
despite the belief that working from a two-person psychology is a matter of
choice. Drive logic, with its conception of fixed layers, is so intuitively
compelling that it has obscured the way the (misnamed) structural theory
conclusively invalidated it by conceiving of defense and defended-against as
reversible, even as “in motion.” The revision requires a continuing
differential diagnosis to determine what is defense and what is
defended-against at any given time, one that rests on the patient’s response
and therefore is, of necessity, a two-person psychology.
My argument proceeds from
early vignettes, followed by two contemporary case reports that can demonstrate
the unrecognized continuing influence of layering logic in the understanding of
dynamics and in inviting unyielding reliance on an interpretation despite a
patient’s protests, the sine qua non of one-person analysis.
Psychoanalytic theory is known for incorporating rather than resolving
contradictions. Perhaps the clearest example of this is Rapaport and Gill’s
(1959) widely accepted proposal that the early model be represented
side-by-side with revised model of the twenties as simply “points of view”—as
complementary vantage points. Gill (with Apfelbaum 1989) later sharply diverged
from this position, as also did Arlow and Brenner (1964) earlier, in their
stated conviction that the original and the revised models “are neither
compatible nor interchangeable" (see also Brenner, 1980). This accorded
with Jones’ (l957) view that Freud, prior to his revisions in the twenties, saw
his life work as complete and therefore “there was not the slightest reason to
suspect that in another few years Freud would have produced some revolutionary
conceptions which necessarily had the effect of extensively remodeling both
the theory and the practice of psychoanalysis (p. 265).
As it now stands, despite Jones, et al., the
consensus appears to be that Freud’s contributions in the twenties were
additive rather than revisionary. The essential question here is how radically
the structural conception of id, ego, and superego diverges from the original
conception of an Unconscious with a conscious overlay. The revised conception
appears merely additive—no more than another point of view—if it is seen as a
redrawing of the mental map, an elaboration of the original psychic areas. What
is truly radical that Jones, et al., were referring to is an abandonment of the
concept of psychic areas. This was a move about which Freud himself had been
ambivalent, and of course, id, ego, and superego do call up the vision of
psychic sectors, each with its own unique contents. However, as Gill, and Arlow
and Brenner have shown, there are no ideas or feelings unique to these three
categories. Hartmann (1951, p. 148) referred to them as ”units of function,”
meaning that any idea of feeling can take on an “id character,” an “ego
character,” or a “superego character.” In the original model, drives were “in”
the id. In the revised model nothing is “in” the id. Boesky (1988) put it this way: “The essence of the structural theory” is
that “the id, ego, and superego . . . are not three boxes. Nothing can take
place ‘in’ only one of the three major systems. Everything ‘in’ the three
systems is everywhere” (p. 305).
What can be disconcerting about Boesky’s assertion,
even some fifteen years later, is that we are accustomed to thinking of drives
and their derivatives as in the id and guilt as in the superego. But if we
think of id and superego as describing the function a mental content can take on,
we mean, for example, that guilt can have an id function and drives can have a
superego function, as in the form of a sadistic superego—when the superego is
“in league with the id.” This means that when encountering a specific mental
content, we cannot determine a priori whether it is functioning as drive or
defense. This is a sharp departure from the original model, according to which
drive and defense are categorically different.
The original conception of
mental sectors with indigenous contents does have a commonsense appeal, as in sophomore
psychology texts, in which the superego is equated with the conscience of
commonsense experience (despite Freud’s effort to clearly distinguish between
the two). Even in professional discussions there are references to “the
Unconscious,” despite the well-established conception, first enunciated by
Freud (which then required him to revise the original model), that no mental
content is intrinsically conscious or unconscious—that these are
characteristics (“qualities”) that may be true of any mental content. The very
term “structure” reinforces these holdovers. Beres
(1965, p. 62) commented that misunderstandings might have been avoided if the
structural theory had instead been named the functional theory.
However, what may primarily be
responsible for the persistence of the original conception of psychic territories is
what could be called “drive logic.” In the original model drives were repressed
and defense was an overlay. In Boesky’s terms, each was in its own box. This vision can be seen as influential,
unquestionably among non-analytic therapists, but less obviously among analysts
as well, most tellingly in the form of the layering paradigm—defensive ideas
and affects confined to their own “box” above, defended-against ideas and
affects confined to their own box below. The underlying content need not be a
drive derivative, but what it will have in common with the drives of the
original theory is the vision of a truth that the patient is unable to come to
terms with. My purpose is to show how this conception, that is, drive logic,
persists even among analysts who reject drive theory.
In a case to be discussed in detail below, the patient’s presenting
symptom was an intense sexual aversion, an obsessive belief that he was
disgusting to women. This aversion looked convincingly like a defense against a
drive derivative, a defense that could be seen as constantly being broken
through by vivid and omnipresent fantasies in which he was erotically involved
with any women he met or saw. The revised model makes it possible to see the
sexual fantasies, not only as threatening, but also as welcome when his
aversion became a threat. The aversion was, after all, his symptom—an alien
experience that made him feel incapable of a sexual relationship. When he was
most disturbed by the aversion, his erotic fantasies had the meaning that he
was a sexual being after all, and hence they could be reassuring rather than
threatening. Thus, what would appear from the perspective of drive logic to be
the breakthrough of a drive derivative could actually be a reversal of drive
and defense. From the revised perspective the sexual fantasies could be
understood as gaining their urgency from the patient’s need to ward off his
aversion, making them especially vivid and hence creating the impression of a
biological imperative. Similarly, their omnipresence could be explained in
terms of the compulsion to overcome his aversion.
The paradox here is that what appears
from the perspective of drive logic to be the breakdown of a defense may
actually be the breakdown of the theory. In other words, when the simple
defense/drive conception does not hold, this can be seen as requiring a more
comprehensive theoretical explanation, one in which defense and drive are not
discrete layers with fixed content, but can exchange functions. In the original
model, drives came with their own meanings, obvious to the observer. In the
revised model, drive could be in the position of defense: whatever the nature
of the drive, it is relevant only in relation to other mental contents—what
function it serves—which depends on its meaning to the patient in the moment.
What does determine whether a content is defense or wish is
its relation to another content, as Gill (1963) elaborated, referencing
Fenichel's (1941, p. 58) formulation that a content is in the position of
defense relative to another content when it is "nearer the ego." It
is being held (consciously or unconsciously) by the ego as a way to ward off
another content. This requires a differential diagnosis, as it were, to
determine what is defense and what is defended against in any given instance.
In another case to be discussed at length, the
patient’s intense rage looked like a primary substrate—an underlying layer, but
outside the context of the layering paradigm it could be seen as gaining its
force from the necessity to overcome the shame it engendered. Discussion of
these cases is preceded by five brief examples that serve to illustrate the
layering perspective of unreconstructed drive theory.
HOW DRIVE-MODEL LOGIC OBSCURES DEFENSE
Drive theory, of course, at least in its original form, provided the
prototype for the layering model. Defense was
an impediment to analysis, a layer which might not yield to interpretation and
therefore would have to be overcome or broken through. Although the
early decades provide the best source, Gedo’s contributions make a pointed
introduction, since he exposes the interpretive insufficiency of this approach
while remaining committed to it, his solution being, as is well known, to go
“beyond interpretation” (1979). In treating a
grandiose patient who apparently would give a nod to interpretations, only to
return to expressing his grandiose self conceptions, unaffected, Gedo (1995)
finally told him that “dealing with him was like barking at the moon.” When
even this comment was disregarded by the patient in his usual way, Gedo “began
to respond to his obstinacy by imitating a dog that howls in distress.” The
patient “finally got the point” (pp. 3-4), although we are not told what
convinced Gedo of this (nor what point the patient would have gotten).
Gedo (1981) offered an especially crisp statement
of the futility of drive-logic interpretations (referred to here with some
asperity as “intellectual explanations”) in unresponsive patients who either
cling to infantile gratification (the pleasure principle) or are driven by
self-defeating aims (beyond the pleasure principle). Speaking of the latter, he
argues that: “Whenever the behavior of the analysand lies ‘beyond the pleasure
principle’, it cannot be dealt with through intellectual explanations alone”
and consequently:
The emergencies
I am trying to describe do not permit us to engage in the elucidation of fine
points. As Napoleon remarked about
ending the tryanny of the Paris mobs, “Give them a whiff of grapeshot!” [p.
169n]
That is, the analyst needs to be free to be an
unambivalent authority with patients who are determined to resist, even
”tyrannically” determined. Aligning patients with the Paris mobs gets across
the siege mentality of the analyst who is pitted against defense. A more
neutral analyst would clearly end up on the guillotine.
In another context, Gedo (1997) reports that
when he complained to his own analyst, Gitelson, about his habit of
"puffing on stinky cigars while he worked," Gitelson "was wont
to reply with something like, 'Why do you think you want to knock the cigar out
of my mouth'?" (p. 7). This interpretation is of the form “When did you
stop beating your wife?” and although it is only as Gedo recalls it many years
later, subsequent examples are in the same vein. This ex cathedra delivery was
not merely a style but was considered to be a necessary component of effective
interpretations, being prized as an avoidance of collaboration with defense.
Although this hardly needs documentation, two
citations convey the essence of this necessarily confrontational style (already
“beyond interpretation,” as it were). Stone (Langs & Stone, 1980) commented
that "to be 'tough' with a patient is regarded as all right. To be a
little gentle with a patient is always suspect" (p. 9). Hamilton (1996) in
her report of interviews with practicing American and British analysts done
between 1988 and 1990, reported that an “elderly analyst of international
standing,” when asked if he uses qualifiers in making an interpretation, such
as, “I think...,” or “Is it possible that...?”, answered, “In general I avoid
it. Sometimes, under certain circumstances, I might say something like, ‘It
might be’” (p. 262). Although this style has fallen into disrepute in many
quarters, its substance survives, in part because it is treated as only a
style, even an indulgence in the exercise of authority, rather than as an outcome
of the layering paradigm, that is, of drive logic.
Gitelson’s sally was of the sort that was expected to cut through
defense to get to the heart of the matter. The concept of such a “direct”
interpretation only makes sense when defense is seen as a barrier entirely
separable from what is defended against. Gedo reports that in his experience
with Gitelson such interpretations "tended to leave me speechless."
If he ever did have an urge to knock the cigar out of the analyst’s mouth, as
for example in response to this interpretation itself, he would not have felt
encouraged to access or elaborate it. He was not even in a position to ask for
clarification, as to say, “That
actually was the farthest thing from my mind. What led you to that conclusion?”
He might well have been suppressing his complaint for fear of offending (there
is other evidence for this), but that would be considered merely the conscious
content. Any deeper meaning of the complaint, such as a warded‑off
feeling of being disregarded and of being expected to be the one who
subordinates himself, was obviously destined to remain so. Gedo's speechless
response also was destined to remain in that state. He could hardly have felt
encouraged to recognize any complaints that were conceivably being screened by
this one. How well can this model accommodate the effort to modify its
one-sidedness by stylistic modifications or, for that matter, by invoking the
working alliance concept?
Kohut (1971) wrote approvingly
of a similarly bold stroke, recounting an anecdote that apparently circulated
among Chicago analysts:
There are, of course, moments in
the analysis of some narcissistic personalities when a forceful statement will
not come amiss as a final move in persuading the patient that the gratifications
obtained from the unmodified narcissistic fantasies are spurious. A skillful
analyst of an older generation, for example, as asserted by local
psychoanalytic lore, would make his point at a strategic juncture by silently
handing over a crown and scepter to his unsuspecting analysand instead of
confronting him with yet another verbal interpretation.
[p. 224]
The word
"unsuspecting" conveys the satisfaction of making the patient an
interpretation he couldn't refuse. Such an iconic anecdote served a bonding
function among analysts who were fighting a losing battle with narcissistic
patients. There is no consideration here of how humiliated the patient would
have felt to be ridiculed by what amounts to a practical joke. The assumption
of underlying drive gratification (id resistance) makes the patient seem so
thick skinned that the analyst’s only thought is to find the “whiff of
grapeshot” that will break through the defensive barrier.
Fromm (1991), who trained at the
Berlin Institute in the late twenties, dramatized this embattled position by
declaring that the work is not for the faint of heart.
Many students in seminars, when
they are presenting a case and I suggest they tell something to the patient,
will say: "Well, but I am afraid the patient cannot take it." My
first response usually is: "The only one who cannot take it is you,
because you are afraid of sticking your neck out telling something to the
patient, to which the patient might react with anger, with disturbance."
[p. 125]
Fenichel (1941), in a familiar
passage, described a case presented by an early analyst who was courageous
enough to stick his neck out, in the Fromm sense, but was floundering:
The patient could no longer speak at all in the analytic
hour because he was full of aggressions. The analyst could clearly see that . .
. aggression. . . was now directed against him in the transference. "What
shall I do?" the analyst asked. “For weeks I have been telling him in
every hour that he wants to kill me; but he does not accept the interpretation.”
[p. 38]
Notice that in this rather farcical but instructive
example the analyst was working from drive logic in that he assumed that being
“full of aggressions” was bound to be frightening and hence would be the
obvious cause of the patient’s inability to speak. His questionable technical
assumption must have been that a “naming” interpretation would make the wish to
kill the analyst more available to the patient and hence accessible to
analysis. His belaboring this patient undoubtedly was based on the assumption
that correct analysis of the warded-off content should dissipate defense. This
is the assumption that makes the conception of direct interpretation possible.
Alexander (1935/1961, p. 234) put this layering view of defense as
epiphenomenal in a nutshell: “Mostly the verbalization of what the patient is
resisting diminishes the resistance itself.” Clearly, as in Fenichel’s example,
it could take a lot of verbalizing.
The most direct expression of the view of defense as a layer that
can be broken through is the concept of a “deep” interpretation. It can even be
an “action interpretation,” as in the Kohut anecdote and in the following
illustration. Knight (1954) presented an example of the way that "deep
verbal or action interpretations are appropriate as emergency measures for an
acute neurotic disability" (that is, when there is no time to waste on
Gedo’s “elucidation of fine points”). A concert singer presented in a panic
regarding a sudden loss of voice, with a concert scheduled for that night. She
was only able to whisper that her symptom appeared in the morning of the same
day, following sex with a new lover. This led the practitioner, a reputable
Chicago analyst of the time (Lionel Blitzsten), to “surmise that she had spent
the night with a new lover and that their sexual play had probably included an
abortive attempt at fellatio to which she had reacted with repulsion.” He
decided on an action interpretation which would in a
professionally ethical way re‑enact the traumatic episode. He excused
himself from the consulting room and went to the kitchen where he procured a
frankfurter which, by good fortune, was available. He returned to the patient
and approached her with the frankfurter, insisting that she take it into her mouth.
She let out a clear mezzo-soprano whoop of protest and her voice was back. [p.
119]
(It is disconcerting to imagine
what Knight envisioned the professionally unethical alternative to be.) The
drive model, at least in this early form, was made more convincing by the
cultural consensus, it seeming only natural for this woman to enjoy fellatio.
This would leave no way to consider her symptom as representing an inability to
say no, to refuse to perform that night on stage (suppose her parents had
forced this career down her throat?) or, for that matter, in bed.
The patient could conceivably
have been startled out of her voicelessness by such a radical departure from
professional decorum. But to describe her reaction as a “whoop of protest”
makes sense only from the analyst’s perspective. A cry of fright might better
fit the patient’s experience of the analyst suddenly bearing down on her,
demanding that she take this object into her mouth. However, the reported
version might have been accepted uncritically at the time, not only because it
fit the model (and perhaps satisfyingly got a woman to fit conventional role
expectations), but because it could reassure the beleaguered drive-model
analyst that if you had the courage to stick your neck out far enough, as Fromm
put it, there would be a payoff.
Yet by the same token this
intervention also revealed how precarious the drive-model analyst’s position
could be. Suppose the opera singer, in the face of Blitzsten’s insistence, had
in turn insisted that he explain what he thought he was doing with this
frankfurter. Or suppose the patient in Kohut’s tale, rather than grasping the
meaning that his fantasies were “spurious,” had simply wondered what the
analyst was up to, perhaps even what he was doing with those toys (the crown
and scepter). Or suppose that Gedo's patient had not gotten the point of his
howling.
Gedo (1995, p. 4)) refers to “the ‘operatic’ style I
advocate,” but his howling can be seen as a vivid expression of what
drive-model analysts may often have felt when confronted with rigidly defended
patients, given the assumption that these patients were simply in the grip of
underlying imperatives and consequently had no incentive to change. In the
perspective of the layering paradigm all talk of constructivism or hermeneutics
or of the analyst’s subjectivity seems at best idle or at worst irresponsible.
Drive logic makes it hard to see the patient’s point of view or even to think
the patient has a point of view. The early analyst was required
to muster a degree of certainty about the content of an interpretation that now
would be difficult to duplicate.
Two case reports can serve to illustrate the
continuing influence of drive logic on analysts who have rejected the drive
model as such. What makes these cases of special relevance is that both
analysts represent contemporary approaches. Reminiscent of Gedo’s experience,
both felt the limits of interpretation had been reached and, after a prolonged
period of internal struggle, relied on enactments (as did Gedo). In both cases
it can be shown that interpretation had followed drive logic, the consequence
being that defense was conceived of as an avoidance or aversion that had
ultimately to be overcome in non-analytic ways—bypassed rather than
interpreted. Both reports provide extensive clinical material, making it
possible to suggest how, outside the context of drive logic, defense might have
been interpretable.
HOW
DRIVE LOGIC INTERPRETS CATASTROPHIC FANTASIES AS THE EXPRESSION OF WISHES
Lachmann (2000, pp. 173-190) offers an opportunity
to illustrate the way an analyst who has rejected drive theory may nevertheless
formulate a case in accordance with drive logic. Clara’s fantasies of rage and
assaultiveness terrified her. The analyst treated the patient’s fantasies, much
as she herself did, as the direct expression of warded-off wishes. As a
consequence, he found it necessary to either put a positive spin on her
fantasies or to avoid interpretation in favor of enactments in which he
responded playfully to what he in actuality saw as her sadistic impulses.
These are presented as recommendations for
interventions to be used in such cases. However, there is evidence in the
report that Clara’s fantasies could be understood as catastrophic fears of her
capacity for uncontrolled destructiveness. Despite this evidence and despite,
as a self psychologist, the analyst’s rejection of drive theory, her fantasies
were taken as drive equivalents. This may be seen to demonstrate the continuing
influence of drive logic. The conclusion that patients’ fantasies are drive
derivatives was, after all, what originally generated drive theory.
Clara “adamantly refused to lie on the couch,”
declaring that the analyst was stupid not to be aware of the danger it
presented were she to move to the couch, “since she could easily bite off my
penis from that position.” It took her six years to sit at the foot of the
couch and then, after more several months, “and several tests,” she did lie
down. Her apprehension about being close enough to bite off the analyst’s penis
is approached interpretively as a realistic fear. Thus, the analyst “told her
that I was willing to take that risk since I felt confident in my ability to
protect myself.” He even adds that, “Privately, I did not feel worried” (p. 180).
Why would there be any question of his feeling worried about this far-fetched,
even surreal, physical impossibility? Her fantastic worry was interpreted as a
wish that could conceivably be acted on—endorsed as something she was capable
of. Lachmann refers to it as her “fantasy of biting off my penis,” which he
interprets in “the context of her conflicted relationship with her father.”
Drive logic can be seen here to preclude the
reality that Clara is so far from being able to sink her teeth into the analyst,
clothes and all, that she can’t even lie on the couch. Consider that this is a
woman whose “attendance was impeccable,” and “even in her hostility, she was
consistently responsive to me” (pp. 188-189). Further, she was so terrified of
being alone with her neighbor's daughter that she required the presence of another
person. “She feared that inadvertently she might do something, or neglect to
do something, that could harm the child.” Lachmann refers to this as her
“fantasy of . . . harming her neighbor's child” (p. 189). These desperate
fears are seen as representing underlying wishes.
An alternative interpretation
would be that she is so afraid she’ll stop at nothing that her wildest
imaginings seem like live possibilities. This focus would be on how Clara was
in fact unable to use the couch. This does not seem arbitrary given that after
six years she was only able to sit on the end opposite the analyst and that to
lie down took several more months and several test efforts.
Working from the structural
model would prompt the analyst to question whether an impulse is in serving as
a defense. Clara fear for the analyst’s safety would have been seen as a
reversal: the analyst was stupid to not realize how vulnerable he
would be if she were to lay on the couch—how dangerous it would be for him.
If we are less primed to think of impulses surging upward against a defensive
barrier, it is not difficult to think of Clara’s refusal as a defense against
her vulnerability, as it would be experienced by lying on the couch. In this
view her vulnerability would be likely to return, since her refusal could have
made her feel all the more crazy. To overcome thinking of herself as crazy
would require an even wilder attempt to justify the refusal. Then her problem becomes,
not why she needs to refuse, but that she can’t
(other than counterphobically)—or, in general, her fear of being crazy.
The analyst noticed that when
Clara had a cough, she swallowed the phlegm. She explained that she was afraid
to cough it up because it would disgust him. This was not interpreted as
extreme scrupulosity and a highly constricting fear of causing offense, but as
a warded-off wish. Thus:
Further inquiry [not reported] revealed that what she really
[italics added; note this drive-logic key word that treats defense as hardly
more than a pretense] wanted to do was to smear the phlegm on me. I told her
that I would smear it right back on her. We spent the session with her telling
me that she wanted to smear phlegm, then urine, and later feces, on me. I told
her that I would smear it back on her. [p. 186]
The early analyst would likely
have directly confronted Clara with, “You really want to smear the phlegm on
me” or possibly, following Gitelson as reported by Gedo, “Why do you think you
want to smear the phlegm on me?” The problem for drive logic in contemporary
work is how to avoid such unempathic interpretations. Lachmann, as a self
psychologist, especially sensitive to this risk, found a way to treat this
presumed wish playfully, and in general his approach is reassuring, as here,
once again, to assure her that he can protect himself from her.
He comments that “eruptions of
rage, contempt, and disdain were ever-present,” and that “Clara made critical,
devaluing comments about me and my treatment of her during more than six years
of her eleven year analysis” (p. 174). The approach to interpretation was on
“the circumstances in which her rage was organized in her developing years.” In
response, she “became even more enraged, hopeless, and suicidal.” This
apparently is presented as evidence of her refractoriness to interpretation and
the consequent necessity to cast her hostility in a positive light. Thus, when
she asked at the end of a session, "What would you do if I refused to get
off the couch, if I just stayed here?" The analyst at first answered,
"I don't know," but when she insisted on an answer, he replied,
"I would interpret that you don't want to leave me."
In
response “She shot up from the couch, looked around my office and said, ‘I feel
like pulling all your books off the shelves and throwing them on the
floor’." Although the analyst “thought of a toddler about to have a
tantrum,” he sidestepped her rage, saying “I would interpret that as your
wanting me to hold you" (pp. 186-187). His thought was that she needed
containment, “like being embraced by a parent,” which gave him this way to
bypass her rage.
But was this a patient who was
at risk for being uncontrollably angry or was she unable to be angry and
attacking in any but highly constricted ways? Clara’s threat to refuse to leave
and to throw the books on the floor could be interpreted as a desperate effort
to make a complaint. In the drive-logic perspective she was more than able to
complain; she “made critical, devaluing comments” about the analyst and the
treatment for six years—rage and disdain were “ever-present.” But she also was
meek and compliant (impeccable attendance, consistent responsiveness).
Alternatively, her depreciating comments could be repetitive and eruptive because
she could never successfully complain. Despite the lengthy presentation of this
case, we are not told what Clara’s critical and devaluing comments actually
were, which suggests that they were apparently so ineffectual as to not bear
reporting. Do toddlers having a tantrum just want to be held or could something
really be bothering them that they have no other way to express?
It is difficult to find case
reports that demonstrate how drive logic precludes relational interpretations,
relationships being understood as the expression of wishes, rather than as the
product of the reactions of the participants to one another. This is shown most
clearly where the focus is on libido itself, but in case reports sexual issues
are typically presented as subsumed by other content. One report (Davies 1994)
stands out in this regard since libidinal drive was treated as central and
since the analyst took an unequivocal position, both interpretively and in a
bold enactment. Given that this is a relational analyst, drive logic can be
seen as subtly but powerfully determinative of the work, since key relational
issues were not considered, either in the genetic material or in the
transference. Further, the analyst’s unyielding persistence in repeating her
interpretation in the face of the patient’s anguished protests would seem to
owe its credibility to the work of the early drive analysts.
The effect of drive logic is to
create the implicit assumption that love is consummatory, that it
springs to life at a touch—an urge looking for an outlet—not as comparatively
dormant in the absence of intimate connection, that is, as interpersonal. The
relation between love and sex has, of course, been endlessly debated, but the
effect of the drive logic has been to equate the two. Thus, the case report
that follows is titled “Love in the Afternoon,” yet the content focuses almost
entirely on sexual fantasies, both the patient’s and the analyst’s.
Mr. M’s statement of the problem
was that despite having a vivid and active sexual fantasy life, “I can't stand
it when women respond to me sexually. I'm afraid that they will change suddenly
and find me disgusting. And I can't take that risk. It's too humiliating.” He
had an almost phobic avoidance, with anxiety to the point of nausea about
approaching a woman, and was immobilized when one approached him.
As was true of his reactions to
other women, both acquaintances and strangers, M also had vivid and elaborate
sexual fantasies about the analyst. Thus, he presented shyly and had a
“deadened mathematically abstract [he was a mathematician] persona,” but
quickly developed
an intense and highly eroticized
transference, complete with compelling, almost poetic descriptions of his
sexual fantasies involving the two of us. I was for him, he claimed, "the
perfect woman, warm, sensual, perhaps the only person who could lead him out of
his life of sexual inhibition and loneliness." [p. 163]
Predictably, as soon as the analyst became active,
he would appear to implode upon
himself slumping down in his chair, his voice whining and somewhat grating; he
had no right to these feelings about me. Of course, it was impossible that I
shared any of his sentiments, and therefore I must be secretly laughing at him,
describing to my friends how paltry and pitiful he was. [p. 163-164]
The
explanation for this feeling of repulsiveness that emerged seemed
straightforward. He recalled that with his mother he had to be “careful not to
respond too overtly to her intimate cuddlings.”
If he rubbed or cuddled too
eagerly, or as he put it one day: “Even if I sighed too deeply or longingly,
she would change, virtually transform before my very eyes. She would look at me
in horror and disgust, as if I was the most hideous person in the world. It was
like she knew how I felt about her, and she was revolted by me . . . revolted
by the thought that I could have those feelings about her.” [p. 165]
It would be hard to avoid sharing this patient’s
definition of the problem. It seems obvious that the frightening transformation
this apparently borderline mother underwent would have exactly the effect M
described. This interpretation was reinforced
by the way he could develop sex fantasies
about the analyst in the hours even while sitting up, and not haltingly or
sheepishly, but at length and in some fully embodied, extraordinarily
elaborate, almost poetic, and even compelling way—demonstrating a degree of
freedom that few patients exhibit. It made it look as if M’s sexuality was
essentially intact and that he only needed to work through the effect of his
mother’s aversion. M’s aversion is seen as a barrier or layer.
HOW
DRIVE LOGIC FREEZE-FRAMES DEFENSE AND DEFENDED AGAINST
Following this logic, Davies
approached the patient’s fantasies as the expression of his sexuality, as if
they made possible the free play of his wishes until he was reminded of her
real presence, when his defense against these wishes would return. However, his
fantasies can also be seen as a defense. His unusually active and apparently
enjoyable fantasy life would be seen as, at times, warding off his aversion.
The fantasies may even have been reactively intensified—made especially
vivid—considering that they had to surmount his belief that the analyst was
secretly laughing at him with her friends. This is what it means to say, as
Boesky does above, “The essence of the structural theory is . . . [that]
everything ‘in’ the three systems is everywhere,” and what (Apfelbaum and Gill,
1989) meant by proposing that there is no categorical distinction between
defense and drive. Drive logic freezes contents in one position, overlooking
how their positions can be reversed.
Relevant here is Sandler’s (1974, p. 58) decades-old
observation that “in most discussions of the
hierarchies and ‘layers’ of the mental apparatus the temporal,
sequential, process element has been relatively neglected [emphasis in the
original].” (For an extensive discussion of the clinical and theoretical
implications of this point, see Apfelbaum, 2004).
Since for Davies the patient’s fantasies were simply
the undefended expressions of his sexuality, she ultimately resorted to
disclosing that she had been having sexual fantasies about him. This was not
done lightly, and it is the point of her contribution that there are times when
such a controversial enactment is called for. Her purpose was to convince the
patient that his fantasies, far from being laughable, were natural. He could be
attractive to women, just as he was in his fantasies. Before resorting to her
disclosure she suggested that his mother’s aversion, like his, was a reaction
to the natural sexual feelings she would have for him. The interpretation was
that perhaps his mother had been revolted by her own sexual urges
toward her young son, during these most intimate times, that perhaps when he
responded in particular ways, it was she who became more highly aroused,
surpassing even her own threshold of denial. [p. 166]
Davies apparently made a number
of attempts to convey this view, reporting that M “was never able to accept the
interpretation.” He would become enraged, protesting that what she suggested
was impossible since mothers weren't allowed to have sexual feelings for their
children just as analysts were not allowed to have such feelings for their
patients.
It almost goes without saying
that Davies had no evidence for her proposition that M’s mother was aversive to
her natural and expectable sexual feelings. It was ex cathedra in actuality, if
not in spirit, and could not be otherwise since it derives from a conceptual
given, the drive-logic assumption that symptoms are generated by the rejection
of natural impulses. Otherwise, it is easy to conclude that his mother’s sexuality
was abusive. What makes sex exploitive is obliviousness to the object. This
seems to have radically been the case for M’s mother, since he reports that she
required him to show no sign of a response to her “intimate cuddlings.” It
could then be pointed out that M’s experience of his sexuality as, like his
mother’s, requiring the analyst to be completely out of the picture (as soon as
he was reminded of her presence he would “implode”) would reinforce a vision of
sex as far from reciprocal. Thus, he could fear that to erotically arouse the
analyst could cause her to blot him out—since this would be how
he experienced sex—and hence to react in some out of control, incendiary way.
This also could explain why M insisted that for the analyst or his mother to
have sexual feelings for him should not be allowed.
This is one way to understand
why the patient “was never able to accept the interpretation” that there was no
basis for his (or his mother’s) sexual aversiveness. Davies reports that
such stuckness in the treatment defied all other
interpretive avenues that felt "safer" to me. Feeling that there was
no other honest alternative, I said to the patient one day, "But you know
I have had sexual fantasies about you, many times, sometimes when we're
together and sometimes when I'm alone." The patient began to look anxious
and physically agitated. 1 added, "We certainly will not act on those
feelings, but you seem so intent on denying that a woman could feel that way,
that your mother might have felt that way, I couldn't think of a more direct
way of letting you know that this simply isn't true." [p. 166]
The analyst’s assumption was
that she was offering this man something positive, an affirmation of “the reality” that he was sexually
attractive. Yet it is familiar, at least outside the consulting room, that such
a declaration may be oppressive, just as a crush is not necessarily a
compliment. Outside the perspective of drive logic, it could be argued that M
learned about being sexually objectified at his mother’s knee, as it were. It
would be expected as the nature of the transference. Further, this is a man who
is especially likely to assume that if a woman is attracted to him that she
must be relating to a figment of her imagination—hence his apprehension and
immobilization.
LIBIDINAL “DRIVE” AS INHERENTLY OBJECTIFYING
Indeed, in this perspective the
analyst’s responding to his fantasies by disclosing her own would not appear,
at least on the face of it, to establish greater intimacy. It might have been
more intimate if the patient had been enabled to articulate his experience of
sex as mercilessly nonintimate, which could itself be an intensely intimate
moment and a significant accomplishment for the analyst working from a focus on
defense structure.
On his
hearing this declaration of her own fantasies by the analyst:
The patient became enraged
beyond a point that I had ever seen him. I was perverse, not only an unethical
therapist, but probably a sick and perverted mother as well. He thought he
needed to press charges, professional charges, maybe even child abuse charges;
how could I help him when my own sexuality was so entirely out of control. He
was literally beside himself. Unaware of what he was saying, he could only
mutter, "You make me sick, I'm going to be sick. God, I'm going to throw
up." [p. 166]
The analyst
responded to this by again relying on persuasion, maintaining that, “I don't
think that there's anything sick and disgusting about the sexual feelings that
either of us have had in here.” Since defense was taken to be a simple and
inappropriate aversion, this made it appear possible to bypass defense and as a
final resort to simply confront or persuade. To persevere in her interpretation
despite this patient’s vigorous and sustained protests would also appear to
have its anlagen in the drive model, especially in its original application.
Davies’ struggle was truly
heroic, as she finally overcame her own understandable reservations to, in
effect, pursue the non-interpersonal premise of the drive model, even though
working from the relational perspective. With considerable dedication she
overcame the pretense of neutrality that has accompanied that model and that
obscures its thrust. What makes this such a valuable contribution is not only
that reports of analysts’ disclosures rarely concern positive
countertransference, much less with sexual content, but that the rationale for
interpretation is the focus of Davies’ report, offering an unusually straightforward
example of the logic of the drive model. As is well known, Freud himself, much
as he idealized neutrality, given drive logic, could hardly restrain himself
from encouraging patients to accept their sexuality. Davies came to terms with
this inconsistency, taking the assumptions underlying that model to their
ultimate conclusion.
The key assumption is that
sexuality, divisible into primal energies and aims, is an organismic given.
This model took hold when Freud decided that the seduction traumas were
actually fantasies generated by infantile drives. This is the non-interpersonal
basis of drive logic. The early interpersonal context came to be considered
largely a screen on which drive representations were projected. Under the
influence of this interpretation analysts were among the last to grant the
reality of sexual abuse and until they did so they were called upon as experts
for the defense in incest cases. Thus it was not unusual for an early analyst
to think of a woman as frigid, just as she thought of herself, even though she
may have been unresponsive to a husband or lover because his sexual style was
objectifying. There was no such concept at the time, of course, but under the
influence of the drive model, analysts were reluctant to appreciate this
interpersonal hazard in sex, believing that it undermined the very basis of
their work. Put in modern terms, sex was taken to be inherently
objectifying.
It should be noted that it is
not unusual to speak, as Davies does, of asking a patient to take “a risk, to
venture forth with a shared description of his physical states of desire,
dread, and arousal.” (Hence, she argues, the analyst should also be willing to
take risks, much as she did in this case.) This familiar locution, “taking a
risk,” captures the view that ultimately the patient is required to bypass
defense. What makes this view persuasive is that defense is seen, as in this
case, as a conditioned aversion or anxiety that may remain after the
possibilities of interpretation have been exhausted.
THE
ULTIMATE IMPLICATION OF DRIVE LOGIC: DISOWNED AGENCY
AS
THE UNDERLYING SUBSTRATE
Under the influence of drive logic, interpretations
are inevitably couched in terms of what the patient gains from symptoms that
otherwise are distressing. The basic assumption is that whatever the behavior,
it must be satisfying. Despite patients’ denials, the
questions in the analyst’s mind are, “What underlying desires or needs are
being gratified? What wishes does the design of their lives reveal?” Conflict
Theory, as a contemporary version of the drive model, makes clear that this is
an assumption, even though its advocates state it as fact that the universal
motive is to seek pleasure and avoid unpleasure; the theory simply takes the
avoidance of unpleasure as the definition of a motive. Thus, Lachmann’s patient
Clara could be seen as avoiding unpleasure by refusing to lie on the couch.
This is an explanation that cannot be refuted but has no explanatory power.
This drive-model assumption
that, at bottom, we are pleasure seeking, tempts the analyst to commit the
fallacy of asserting the consequent. Recall the patient who so consistently
tuned Gedo out. Gedo makes it vividly evident that he felt stubbornly rebuffed,
which led to the interpretation that he was in fact being
stubbornly rebuffed. What makes this interpretation come especially readily to
hand is the assumption that the patient must want to act as he does.
The assumption that we must want to act as we do
has also been taken to mean that we are responsible for our behavior, however
unconsciously. This inference has had far-reaching implications, but the logic
has been left F. As a consequence, there even was a widespread misunderstanding
that being driven by unconscious forces meant just the opposite, that we are
not responsible for our actions, with Sartre and others famously taking up the
cudgels to refute this. However, for those working from the psychoanalytic
canon, the ego may be the weak rider, but the horse goes where we really want
to go while the ego looks the other way.
The guiding assumption that our lives are of our
own design generates a focus on choice and makes assuming agency the ultimate
treatment objective. By being able to take responsibility for unconscious
choices the patient is enabled to make conscious choices. Defense in this frame
simply means the denial of gratification and therefore of agency.
Schafer (1976) declared that, “Not . . .
all of one's life is . . . unconsciously altered, arranged, and disclaimed, but
psychoanalytic interpretation deals methodically and specifically with the
large part of one's life that is one's own action” (p. 361). Reviewing his
well-known discussion of “action language,” Schafer (1999) was at pains to make
it clear that he had not proposed a revision of the strategy of interpretation,
but only a refinement that would more directly represent its ultimate
objective:
It is
well known that patients often begin their analyses thinking of themselves
solely as victims of unhappy childhoods, unfortunate current life
eircumstances, bad brcaks, or unknown factors that make them be this way or
that way, much to their own disadvantage; and that as the treatment goes on,
they begin to see thcmsclves more and more as actively implicated in many of
their difficulties. That is to say, they realize that they had been agents even
during their formative development and have remained so in their present
situations. Particularly is this true in their fantasy‑ridden
interpretation of their life events.
I also
became aware that regardless of the language the analyst uses when interpreting
transference, dreams, memories, feelings, desires, or therapeutic change, the
way the analyst interprets inevitably, even if subtly, helps the patient to
view himself or herself as a contributing participant and not just as a passive
party to all the difficulties of existence. It is generally accepted in
traditional analytic thinking that the thrust of analytic interventions is to
help the patient "interiorize" many of the difficulties that for
defensive reasons the patient has wished to see as external and has felt free
to feel exempt from responsibility as expressed in anxiety, shame, and guilt.
[pp. 344-345]
Schafer found, to his chagrin,
that, “Unfortunately, many readers of these works, among them those who
published critical reviews of it, understood me to be advocating a new method.”
In other words, if “the analyst interprets inevitably, even if subtly” to help
patients realize that they have “felt free to feel exempt from responsibility,”
warding it off with “anxiety, shame, and guilt,” this subtlety has even been
missed by many analysts. Schafer explains that he had attempted to clarify and
systematize “what analysts had traditionally done,” but adds that this may not
be recognized because it is misrepresented “by the prevailing mechanistic, essentialistic language
of psychoanalysis” (p. 346).
Rangell (1981) went a
step beyond Schafer, asserting not only that recognizing disowned agency is the
point of interpretations but that the patient cannot be expected to get the
point. Interpretation must be followed by exhortation. He spoke of “the responsibility of insight,” arguing
that, “After exposure and amelioration of the etiologic anxiety, the patient
has an expanded choice.” Choice “does not take place automatically” (pp.
127-129):
The patient is ambivalent toward
being assigned—and accepting—responsibility. Resistances to progress at this
stage are as tenacious as to the original uncovering of the repressed drives—and
are to be as vigorously analyzed to the end. [p. 132]
What does it mean to vigorously analyze a patient’s
ambivalence about being “assigned” responsibility? It appears to mean
impressing on the patient the idea that once an insight has been gained, he or
she is responsible to act accordingly (see “taking a risk,” above). As we all
have seen after interpretive efforts have been made, and as Rangell represents
it, “Some patients ask explicitly, and all think subliminally, ‘So what? What
happens now? How does anything change’?" (p. 417). Rangell’s reply is,
“Nothing ‘happens’ by itself” (p. 421). It is “the responsibility of the
patient whose life it is to live" (pp. 419-20).
Schafer’s many readers and
reviewers who thought he must be advocating a new approach to interpretation
were undoubtedly even less likely to recognize themselves in Rangell’s version.
However, there are other ways of saying much the same thing, as in the
proposition that the analytic objective is to unblock frozen choices. Although
the patient is thought of as coming to spontaneously exercise this freedom of
choice, the interpretive focus on choice is what Schafer wants to bring to the
surface. Even if these analysts would balk at the contention that they expect
their patients to take responsibility for their life choices, their focus on
choice makes it easy to see them as “inevitably, even if subtly” moving the
patient in the way that Rangell openly demands. They usually have in mind what
the choices are that the patient should make.
Rangell boldly espouses what
Schafer finds to be a subtext of interpretation, even one that may be
unrecognized when he calls attention to it. This follows from Rangell’s
unmodified and unquestioned employment of the layering paradigm. Thus, in the
passage above he speaks of “the
original uncovering of the repressed drives” (referring to the analytic phase
of his work).
It goes without saying that
Schafer’s and Rangell’s contributions are not merely theoretical speculations,
but represent the conviction that comes from decades of analytic work. The way
this can be understood from the present vantage is to think of the analyst
working from drive logic as freeze-framing, as recognizing all the moments when
the presumed drive or wish is functioning as such, that is, is ego alien, not
recognizing all the moments when it is in the position of defense, as
exemplified by the case of Mr. M. Looked at this way, a drive or wish
interpretation is simply that, representing an analytic moment, one that
apprehends a shifting reality, in which what is a drive or wish at one point is
not at the next.
What most directly reveals the influence of drive
logic is the assumption that what is defense and what is drive is immediately
obvious to the observer or can become so through further inspection of the
material. This one-person psychology is represented conceptually by the view
that drive and defense are just as intrinsically different as the terms
themselves imply. If what is visualized instead is that what is defense at one
time in relation to a given wish may at another time become the wish defended
against, then the distinction between the two requires a continuing
differential diagnosis. This is of necessity a two-person psychology since it
rests on discovering what the patient experiences in the moment as ego
syntonic—what, in Fenichel’s terms is “nearer the ego” at the moment of
interpretation.
REFERENCES
Alexander,
F. (1935/1961). The problem of psychoanalytic technique. In: The Scope of
Psychoanalysis; Selected Papers of Franz Alexander. New York: Basic
Books, pp. 225-243.
Apfelbaum, B. (2004). Interpretive neutrality. Journal
of the American Psychoanalytic Association, 52: in press.
Apfelbaum, B., & Gill, M. M. (1989). Ego analysis and
the relativity of defense: Technical implications of the structural theory. Journal
of the American Psychoanalytic Association, 37:
1071-1096.
Arlow, J. A. & Brenner, C. (1964). Psychoanalytic concepts and
the structural theory. New York: International Universities Press.
Beres,
D. (1965). Structure and function in psychoanalysis. International
Journal of Psychoanalysis, 46:53-63.
Boesky,
D. (1988). Comments on the structural theory of technique. International
Journal of Psychoanalysis, 69:303-316.
Brenner,
C. (1980). Metapsychology and psychoanalytic theory. Psychoanalytic
Quarterly, 49:189-215.
Davies, J. M. (1994). Love in the afternoon. Psychoanalytic
Dialogues, 4: 153-170.
Fenichel, O. (1941). Problems of psychoanalytic
technique. New York: The Psychoanalytic Quarterly.
Fromm, E. (1991). The Art of Listening. New
York: Continuum.
Gedo, J. E. (1979). Beyond Interpretation. Toward a Revised Theory
for Psychoanalysis. New York: International Universities Press.
Gedo, J. E. (1981). Advances in clinical psychoanalysis.
New York: International Universities Press.
Gedo, J.
E. (1995). The pragmatics of empathy. The Annual Review of Psychoanalysis,
23:1-12.
Gedo, J.
E. (1997). Spleen and nostalgia: A life and work in psychoanalysis.
Northvale, NJ: Jason Aronson.
Gill, M. M. (1963).
Topography and systems in psychoanalytic theory. New York: International Universities Press.
Hamilton, V. (1996). The analyst's preconscious.
Hillsdale, NJ: Analytic Press
Hartmann, H. (1951). Technical implications of ego
psychology. In Essays on ego psychology, New York: International
Universities Press, 1964, 142-154.
Jones, E. (1957). The life and work of Sigmund
Freud. Volume III. The last phase. New York: Basic
Books.
Knight,
R. & Friedman, C. (1954). Psychoanalytic Psychiatry and Psychology.
Clinical and Theoretical Papers, New York: International Universities
Press.
Kohut,
H. (1971). The analysis of the self. A systematic approach to the
psychoanalytic treatment of narcissistic personality disorders. New
York: International Universities Press.
Lachmann,
F. M. (2000). Transforming aggression: Psychotherapy with the
difficult-to-treat patient. Northvale, NJ: Jason Aronson.
Langs,
R. & Stone, L. (1980). The therapeutic experience and its setting.
Northvale, NJ: Jason Aronson.
Rangell,
L. (1981). From insight to change. Journal of the American Psychoanalytic
Association, 29: 119-142.
Rangell,
L. (1992). The psychoanalytic theory of change. International Journal of
Psychoanalysis, 73: 415-428.
Rapaport, D., Gill, M.
(1959). The points of view and assumptions of metapsychology. International Journal of Psychoanalysis, 40:153-162.
Sandler,
J. (1974). Psychological conflict and the structural model: some clinical and
theoretical implications. International Journal of Psychoanalysis,
55:53-62.
Schafer, R. (1976). A new language for
psychoanalysis. New Haven: Yale University Press.
Schafer, R. (1999). Recentering psychoanalysis:
from Heinz Hartmann to British Kleinians, Psychoanalytic. Psychology,
16:339-354.